Castle Rock Investment Company - Castle Rock, Colorado

Bryan B.

From 2007 to 2021, I worked with Castle Rock Investment Company as our independent investment advisor for our company's 401(k) plan. Their expertise was invaluable every step of the way. They thoroughly evaluated our existing plan, guided us through the RFP process to find a new recordkeeper, and helped establish an administrative committee. Their deep knowledge of ERISA regulations and support for fiduciary governance were crucial, ensuring that our plan was managed with the highest level of compliance and integrity.

Castle Rock provided comprehensive fiduciary training, consistently conducted thorough investment reviews, and supported the selection of top-tier investment options. They also played a key role in educating our workforce, not only on investments within the 401(k) plan but also on essential retirement topics like Social Security and Medicare. This well-rounded approach helped ensure our employees were truly prepared for retirement.

Their communication was exceptional—always available, proactive, and transparent. Castle Rock’s dedication to their clients was unmatched, and their consistent support during those 16 years strengthened our plan governance and overall investment strategy.

I highly recommend Castle Rock Investment Company to any organization looking for a reliable, knowledgeable, and client-focused partner with ERISA expertise to manage their investment plans and prepare employees for retirement.

Jeff D.

I’ve had the pleasure of working with Castle Rock Investment Company for the past 8 years, and I couldn’t be happier with their expertise and personalized guidance.
The team at Castle Rock is highly professional and knowledgeable. They take the time to understand individual financial goals and tailor their advice accordingly.
Castle Rock provides exceptional customer service, a wide array of investment choices, and well-educated financial guidance. Whether it’s for small or large business needs, Castle Rock covers it all.
Castle Rock truly puts clients first. Their consultative approach ensures that each client receives personalized attention and strategic solutions.
Throughout my engagement, Castle Rock maintained clear and transparent communication. They explained complex financial concepts in a way that was easy to understand and easy to manage.
The results speak for themselves. Castle Rock manages substantial assets and has a strong track record of success.
Castle Rock Investment Company is a reliable partner for anyone seeking financial guidance. I highly recommend Castle Rock Investment Company's services to any company looking to partner with an independent investment adviser with ERISA expertise.

Rocky M. I. A.

My company (Rocky Mountain Insurance Advisors) has been utilizing the pooled employer retirement plan services of Castle Rock PEP for 6 months now… the experience has been outstanding to date. They have been diligent with regards to helping both launch and administrate the plan for my staff and myself. The plan investment options are numerous, their financial guidance on-the-spot, and the many tax benefits to my family owned and operated business are all needed and welcomed. Michele and Ryan… the plan directors are both top notch professionals that know their craft. I highly recommend Castle Rock PEP's pooled employer plan services to small business owner’s (like myself) that are looking to provide a top-notch, “big-corp type” retirement solution for their employees.

Phil T.

Castle Rock helped us select a Pooled Employer Plan as the best course of action for our small organization, and helped us get it up and running quickly. I highly recommend them!